research36 min studyLesson 425 in Mathematics

Nonlinear Schrödinger evolution and conservation

Derive mass and Hamiltonian invariants with a fixed sign convention, then explain when their bounds extend a local energy-space solution.

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What you’ll understand

  • Derive conserved mass and energy for sufficiently regular power-NLS solutions.
  • Use coercive invariants with a continuation theorem in an explicit one-dimensional defocusing cubic setting.
  • Explain why a focusing sign or weak solution requires additional justification rather than automatic global control.

Conservation laws are useful only when we know both what is conserved and what its value controls. Schrödinger evolution preserves mass through phase symmetry and energy through its Hamiltonian structure. The sign of the nonlinear energy term determines whether the invariant directly bounds the gradient. A global existence proof combines such bounds with an already established local theory; a formal integration by parts alone supplies neither a solution nor the right to continue it forever.

Fix the sign before differentiating the invariants

Use i u_t plus the Laplacian of u equals kappa |u| to the p minus one times u, with real kappa. Positive kappa is the defocusing convention in this lesson; negative kappa is focusing. For a smooth decaying solution on whole space, or a smooth periodic solution with matching boundary terms, multiply by the complex conjugate and take the appropriate real or imaginary part. The Laplacian term integrates to a real gradient integral and the nonlinear term is real pointwise, so the derivative of the squared L² norm vanishes.

The energy is half the gradient norm squared plus kappa over p plus one times the integral of |u| to the p plus one. Differentiation pairs the variational derivative with u_t. The equation makes that pairing purely imaginary, so its real part is zero. These identities need sufficient integrability and regularity to justify differentiation and boundary cancellation. For energy-space solutions obtained by approximation, conservation is established by passing from smooth solutions with the necessary continuity, not by performing unjustified pointwise operations on distributions.

M(u)=∫∣u∣2 dx,E(u)=12∫∣∇u∣2 dx+κp+1∫∣u∣p+1 dxM(u)=\int |u|^2\,dx,\qquad E(u)=\frac12\int|\nabla u|^2\,dx+\frac\kappa{p+1}\int|u|^{p+1}\,dx
With i u_t + Delta u = kappa |u|^(p−1)u, smooth solutions preserve both quantities when the integrals and integrations by parts are justified.↔ Scroll wide equations horizontally.

Coercivity closes a concrete continuation argument

For the defocusing cubic equation on the real line, let the initial datum belong to H¹. The one-dimensional local H¹ theory supplies a lifespan depending on its controlling norm and a blow-up alternative. Conservation extends from smooth approximations. Because both terms of the energy are nonnegative, the gradient norm squared is at most twice the initial energy. The mass controls the remaining L² part of H¹. These uniform bounds prevent the local control norm from blowing up, so the solution extends globally in both time directions.

The argument's architecture is more general than its current example, but the assumptions cannot simply be removed. In an energy-critical setting, bounded energy does not automatically provide every spacetime norm needed for continuation. Extra global analysis may be required even with a positive conserved energy. On other domains or for other powers, nonlinear differentiability and local theory also change. State exactly which continuation norm your local theorem uses before claiming that a conserved quantity rules out its breakdown.

κ=1, p=3, d=1:∥u(t)∥H12≤M(u0)+2E(u0)\kappa=1,\ p=3,\ d=1:\qquad \|u(t)\|_{H^1}^2\le M(u_0)+2E(u_0)
The displayed bound combines L² mass and the nonnegative gradient part of energy. Coupled to the stated one-dimensional subcritical local theory, it gives global H¹ continuation.↔ Scroll wide equations horizontally.

A focusing invariant needs a different estimate

With a negative nonlinear coefficient, energy is a difference and no longer directly bounds the gradient. That does not mean every focusing solution blows up. The one-dimensional focusing cubic equation is mass-subcritical; a Gagliardo–Nirenberg estimate bounds its quartic term using mass and a lower power of the gradient, allowing absorption and global H¹ control. It also supports localized standing waves, which will appear next. Other dimensions and powers can permit finite-time concentration under additional hypotheses, so the sign alone is not a complete classification.

Nor does conserved mass imply that the solution becomes small pointwise or approaches a linear wave. A soliton can retain a localized profile forever, and periodic domains can support recurrent nondecaying motion. Scattering is a separate asymptotic statement comparing the nonlinear solution with a free evolution in a specified norm. Weak formulations and nonconservative approximations need particular care: conservation may become an inequality, fail to pass to the limit, or require a stronger solution class. Every invariant should be paired with its derivation and its actual control consequence.

Compute an energy-space bound from Gaussian data

For defocusing cubic NLS on R with u(0,x)=exp(−x²), use the usual unnormalized integrals to calculate mass, gradient norm squared, quartic integral, and a uniform H¹ bound.

  1. The Gaussian mass is the integral of exp(−2x²), equal to sqrt(pi/2). The derivative is −2x exp(−x²), and integrating its square gives the same value sqrt(pi/2).

  2. The quartic integral is the integral of exp(−4x²), equal to sqrt(pi)/2. Hence the initial energy is one half sqrt(pi/2) plus sqrt(pi)/8.

  3. Conservation and positivity give the squared H¹ norm at any time at most M+2E=2 sqrt(pi/2)+sqrt(pi)/4. The local H¹ continuation theorem turns this finite uniform bound into global existence in that class.

The result

The invariants give a bound, not an exact evolving profile. The computation does not assume nonlinear Gaussian evolution remains Gaussian.

Explore the model

Interactive lab

Interactive lab · quantum

Track an invariant while phases evolve

Pause and reset, then set both controls to mixing angle θ = 90 degrees and relative phase φ = 0 degrees. Predict basis probabilities one half and one half during playback, even while Bloch coordinates rotate. For a fresh comparison, pause and reset, then set θ = 60 degrees and φ = 90 degrees; predict probabilities three quarters and one quarter, again unchanged by playback. This normalized two-level unitary model illustrates preservation of squared-amplitude quantities under coherent phase evolution. It is not a nonlinear Schrödinger field, does not have its gradient energy, and does not prove a PDE conservation law.

Track an invariant while phases evolveA normalized two-level pure state, not an interacting field simulation. Playback adds one radian per second to the relative phase; basis probabilities stay fixed. Current readings: Probability |0⟩: 71.1%; Probability |1⟩: 28.9%; Bloch (x, y, z): 0.78, 0.45, 0.42. All parameters are adjustable with the labeled controls below.xyz|0⟩|1⟩Basis probabilitiesP(0)71.1%P(1)28.9%
Bloch vector / P(0)P(1)Phase latitude
Probability |0⟩
71.1%
Probability |1⟩
28.9%
Bloch (x, y, z)
0.78, 0.45, 0.42
t = 0 s

A normalized two-level pure state, not an interacting field simulation. Playback adds one radian per second to the relative phase; basis probabilities stay fixed. Parameter changes pause playback and recompute the model at the current elapsed time. Reset restores both parameters and returns time to zero. Playback starts paused. Adjust either parameter, then choose Play or Step.

Look forAn invariant can remain fixed while phase and spatial or state-space appearance change; its control consequence must be identified separately.

Check your understanding

What completes the stated global H¹ argument for defocusing cubic NLS on R?

Try it yourself

On a torus of length 2pi, verify the exact defocusing cubic solution u(t,x)=2 exp(−4it). Compute its mass and energy, and explain why it is not a counterexample to whole-space dispersive estimates.

Take a moment to make a prediction or work it out on paper. Open a hint when you need one.

Give me a hint

The spatial derivative vanishes. Check i u_t against |u|²u and keep the domain's length in each integral.

Compare with the solution

Differentiation gives i u_t=4u, while |u|²u=4u and u_xx=0, so the equation holds. Mass is 2pi times four, or 8pi. Energy is one quarter times the quartic integral, equal to (1/4)·2pi·16=8pi. The profile does not decay, but it lives on a compact periodic domain. The whole-space L¹-to-L∞ dispersive theorem has different domain and integrability hypotheses; a constant whole-line function would not belong to its L¹ or L² input class.

Take it with you

  • The sign convention determines whether the nonlinear energy term is positive or negative.
  • Global continuation combines invariants with the exact norm required by local theory.
  • Focusing, scattering, periodic recurrence, and weak conservation require separate arguments beyond formal mass preservation.

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