Diffraction gratings and resolving power
Sum a finite array of slit amplitudes and derive spectral resolving power separately from angular dispersion and order efficiency.
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The question for today
What you’ll understand
- Derive the principal orders of a normally illuminated grating.
- Relate the first array minimum to ideal spectral resolution.
- Distinguish line density, illuminated groove count, and order overlap.
A diffraction grating uses many equally spaced contributions to concentrate light into narrow angular peaks. Different wavelengths put those peaks at different angles, which turns the device into a spectrometer. Closely separated wavelengths are resolved only when their peak displacement competes successfully with the finite width of each peak. Large angular dispersion helps, but the illuminated number of grooves controls that peak width and is equally necessary in the resolution argument.
A finite geometric series creates sharp orders
Consider identical slits separated by pitch , illuminated coherently at normal incidence. In far-field direction , adjacent slit contributions have phase difference of magnitude . Using the negative sign appropriate to the aperture-transform convention, the array amplitude is a finite sum of . Summing the geometric progression produces a sine ratio times an overall phase, which disappears from intensity.
Principal maxima occur when adjacent phases agree modulo . Their amplitudes are times the contribution of one slit and their intensities times its intensity in that direction. This does not violate energy conservation: coherent addition narrows and redistributes the pattern. The finite width and transmission of each slit impose a separate envelope. A mathematically permitted grating order can be weak or entirely missing when that envelope has a zero there.
Derive resolution from width and displacement
Near a principal order, the first array zero occurs when the adjacent phase changes by . Converting that phase difference to angle gives a one-sided peak width approximately . Differentiating the grating equation at fixed order gives angular dispersion . Both quantities grow near grazing propagation, so the angular magnification by itself does not give a free improvement in spectral resolving power.
For two narrow mutually incoherent spectral lines with comparable brightness, the Rayleigh convention places one peak at the first zero of the other. Equating displacement and one-sided width yields resolving power . It is an ideal instrument criterion, not a universal theorem about detectability. A finite entrance slit, aberrations, pixel sampling, background, and line-shape fitting can change practical performance. The zero order has no wavelength dispersion and cannot use this spectral-resolution formula as a positive resolving power.
Separate groove density from usable information
At fixed illuminated physical width, more grooves per millimetre increase the number of illuminated grooves and change the accessible orders. At fixed total groove count instead, changing pitch changes dispersion but leaves the ideal resolving power of a chosen order unchanged. A specification stating only groove density therefore does not determine resolution. The beam footprint, incidence geometry, and usable order must also be known before counting effective contributions.
Different order-wavelength pairs can satisfy the same grating equation. For example, first-order light at one wavelength overlaps second-order light at half that wavelength. This ambiguity requires spectral filtering or another dispersive stage; sharper peaks alone cannot remove it. A blazed groove profile redistributes efficiency among orders but does not replace the finite-aperture resolution argument. Always distinguish order location, order brightness, and order width when interpreting a grating spectrum.
Work it through
A five-millimetre illuminated grating
A transmission grating has 600 grooves per millimetre and a uniformly illuminated width of . At normal incidence, estimate the first-order angle and ideal Rayleigh wavelength separation near . Assume the slit envelope transmits the order.
Convert line density to pitch: . The illuminated count is , ignoring endpoint rounding at this precision.
For , the grating equation gives . Thus , a propagating order well away from the grazing limit.
The ideal resolving power is . Therefore . This uses the full illuminated groove count, not the numerical density alone.
The first order is near 17.46° and the ideal Rayleigh separation is about 0.167 nm, before other spectrometer broadening.
The living notebook
Explore the model
Interactive lab · spectral
More modes create finer structure
For each fresh run, Reset and set BOTH Mode count N and Coefficient decay p. Compare N=3 and N=12 at p=0, predicting additional small spatial features, then Step. This instrument sums sin(nx−t)/n^p; its N counts Fourier modes, not illuminated grooves, and its curve is not a grating intensity.
- Sum at x = π/2
- 0.867
- Smallest wavelength
- 2π / 5
- Highest-mode coefficient
- 0.2
A finite sum of sin(nx − t)/nᵖ. Playback changes t; increasing the cutoff includes finer spatial scales. This is not a proof about a continuum limit or renormalization. Parameter changes pause playback and recompute the model at the current elapsed time. Reset restores both parameters and returns time to zero. Playback starts paused. Adjust either parameter, then choose Play or Step.
Look forFinite sums can create fine spatial structure, but this lab does not measure grating resolving power, principal-order widths, or spectral line separation.
Pause & reason
Check your understanding
Your turn
Try it yourself
A normally illuminated grating has pitch . Near , what minimum illuminated groove count and width give ideal Rayleigh separation in second order? Check that the order propagates.
Take a moment to make a prediction or work it out on paper. Open a hint when you need one.
Give me a hint
Determine required resolving power, divide by the order, then multiply the groove count by pitch. Test the sine in the grating equation separately.
Compare with the solution
The target resolving power is . With , the ideal minimum count is . The illuminated width is approximately . The order satisfies , so it propagates at about . This is an ideal lower bound on the necessary footprint; an actual entrance slit or aberrated optic can demand a wider footprint or prevent the requested resolution altogether.
Keep the idea
Take it with you
- Principal-order positions come from phase agreement between neighbouring grooves.
- Ideal spectral resolving power depends on order times illuminated groove count.
- Order overlap and diffraction efficiency are separate from peak width.
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