Small couplings must be compared with energy gaps
Derive stationary corrections and diagnose when a seemingly small perturbation strongly mixes states.
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The question for today
What you’ll understand
- Derive first-order state and energy corrections for an isolated level.
- Determine the signs of second-order shifts from energy denominators.
- Check mixing ratios rather than only absolute perturbation size.
A weak perturbation changes an energy eigenstate by admixing other unperturbed states. How much it changes depends on energy separations as well as matrix elements. A coupling that is harmless for a widely separated level can dominate an almost degenerate pair. We will derive the first useful stationary corrections and use a small matrix to test their signs, dimensions, and range of validity against an exact answer.
Expand an isolated spectral branch
Write the Hamiltonian as H₀ plus a dimensionless bookkeeping parameter λ times a Hermitian operator V. Assume the chosen unperturbed eigenvalue is discrete and isolated from the rest of the relevant spectrum. Expand its energy and eigenstate in powers of λ, and insert both series into the eigenvalue equation. Matching the linear terms gives an equation for the first state correction and the first energy shift. Isolation permits division by the nonzero energy gaps that appear when this equation is projected onto other eigenstates.
Choose intermediate normalization: the component of the perturbed state along the original state is one, so the first correction is orthogonal to that original state. This choice organizes the algebra but does not keep the truncated state exactly normalized. Physical probabilities must use a normalized state or a consistent expansion of its norm. In infinite-dimensional problems one also needs suitable operator domains and perturbation regularity; a formally written sum need not converge simply because each denominator is nonzero.
The second-order shift remembers the direction of the gap
Projecting the quadratic-order equation onto the original eigenstate gives the second-order energy as the perturbation acting on the first-order state correction. Substituting its expansion yields squared coupling magnitudes divided by signed energy differences. For a nondegenerate ground state, every other unperturbed energy is higher, so all these contributions are nonpositive. A vanishing first-order shift therefore does not mean there is no energy correction: off-diagonal matrix elements can lower the ground energy at second order.
For an excited state, lower levels contribute positive terms and higher levels contribute negative terms. They can compete or cancel. The sign should be checked term by term rather than replaced by an absolute denominator. Matrix elements squared have energy-squared units, so division by an energy gives the required energy shift. A symmetry can set a diagonal expectation to zero while leaving the off-diagonal couplings finite; that is precisely when looking only at the first-order energy is especially misleading.
Judge the approximation through states and observables
A two-level Hamiltonian provides an exact benchmark. If its unperturbed energies are zero and Δ and the only perturbation is a real coupling g, its lower eigenvalue is Δ/2 minus the square root of Δ²/4+g². Expanding for |g| much smaller than Δ gives −g²/Δ. As Δ approaches the coupling scale, the state admixture grows and this expansion fails. The exact eigenvalues remain finite; the divergent perturbative coefficient diagnoses a poor choice of unperturbed description.
The quantum lab illustrates a small admixture geometrically. Reset and set both controls to mixing angle zero degrees and relative phase zero, predicting zero probability in basis state one. Reset again and set mixing angle 30 degrees and phase zero; predict probability sin²(15°), about 0.067. These are separately prepared pure states, not states obtained by applying a Hamiltonian perturbation. Playback adds relative-phase precession while the basis probabilities stay fixed; it does not calculate energy shifts or choose a physical coupling.
Work it through
Check a weakly coupled pair
Let H₀ have energies 0 and 4 in one energy unit. Add a real off-diagonal coupling g=0.2 in that unit and zero diagonal perturbations. Find the lower energy through second order and its leading admixture of the upper basis state.
The first-order energy shift vanishes because the perturbation has zero diagonal expectation in the lower state. The relevant energy denominator is 0−4=−4.
The first-order upper-state coefficient is 0.2/(−4)=−0.05. Its leading probability is 0.0025, so the small mixing assumption is reasonable.
The second-order energy shift is 0.2²/(−4)=−0.010. The exact lower energy is 2−√4.04≈−0.009975, confirming the sign and the accuracy of this truncation.
The lower energy is approximately −0.010 energy unit and the unnormalized leading state is |0⟩−0.05|1⟩, with upper-state probability about 0.0025.
The living notebook
Explore the model
Interactive lab · quantum
Inspect a small basis admixture
Reset and set BOTH controls to θ=0° and φ=0°, predicting P(1)=0. Reset and set θ=30° and φ=0° for a separate run, predicting P(1)≈0.067. The lab prepares pure states; it does not perturb a Hamiltonian.
- Probability |0⟩
- 71.1%
- Probability |1⟩
- 28.9%
- Bloch (x, y, z)
- 0.78, 0.45, 0.42
A normalized two-level pure state, not an interacting field simulation. Playback adds one radian per second to the relative phase; basis probabilities stay fixed. Parameter changes pause playback and recompute the model at the current elapsed time. Reset restores both parameters and returns time to zero. Playback starts paused. Adjust either parameter, then choose Play or Step.
Look forSmall mixing is a state-space statement. Relative-phase playback leaves the displayed basis probabilities unchanged.
Pause & reason
Check your understanding
Your turn
Try it yourself
An isolated ground state of energy zero couples to levels at energies 2 and 6, with real matrix elements 0.1 and 0.3 in the same energy unit. All diagonal perturbations vanish. Find its second-order shift and the two leading admixture coefficients.
Take a moment to make a prediction or work it out on paper. Open a hint when you need one.
Give me a hint
Use the signed ground-state denominators separately; do not combine the gaps before dividing.
Compare with the solution
The coefficients are 0.1/(−2)=−0.05 and 0.3/(−6)=−0.05. The energy shift is −0.01/2−0.09/6=−0.005−0.015=−0.020 energy unit. Their leading total excited weight is 0.0025+0.0025=0.005, consistent with a small correction in this finite model.
Keep the idea
Take it with you
- Off-diagonal couplings are small relative to gaps, not just to an arbitrary energy unit.
- Ground-state second-order shifts are nonpositive for this isolated-level expansion.
- Truncated eigenvectors require consistent normalization.
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