Schwinger–Keldysh and open quantum fields
Build a normalized closed-time-contour generating functional and use an exactly solvable dephasing channel to distinguish unitary evolution from reduced dynamics.
On this page
The question for today
What you’ll understand
- Explain why expectation values require forward and backward histories with a specified initial density matrix.
- Use equal-source contour normalization as a consistency condition.
- Compute dephasing of a qubit and distinguish Markovian reduced dynamics from a general nonlocal influence functional.
Scattering amplitudes compare asymptotic states, but nonequilibrium questions ask what an initially prepared system does at a finite time. The Schwinger–Keldysh contour evolves a density matrix forward and backward so that expectation values can be calculated directly. When an environment is traced out, the same framework records both response and fluctuations. A solvable qubit channel will make the distinction between coherent phase motion and loss of local purity concrete.
Two histories describe one trace
Begin with a normalized initial density operator , rather than silently selecting a vacuum. Introduce sources on forward and backward time evolution and take the trace after both branches meet. The branches carry opposite action signs, and the initial density matrix supplies their initial boundary condition. Doubling the fields is bookkeeping for the expectation value; it does not introduce a second physical copy that an experiment can independently observe.
When the two sources agree, unitary forward evolution cancels backward evolution inside the trace, giving a generating functional equal to one. Derivatives with respect to differently arranged sources then generate contour-ordered correlations and retarded responses. This normalization constrains an approximate real-time action. It is stronger than demanding a plausible-looking damping curve, because an inconsistent truncation can generate correlations while violating probability conservation or the causal structure needed for a physical response.
Tracing out an environment changes the effective description
Integrating environmental degrees of freedom produces an influence functional coupling the two histories. Its real and imaginary parts encode response and fluctuations in a convention-dependent organization. In a general environment the kernels have memory, so the resulting equation need not be local in time. Thermal equilibrium imposes a fluctuation–dissipation relation with a specified temperature and frequency convention; a driven nonequilibrium state does not automatically satisfy the same relation.
A time-local Lindblad equation is a useful special case under appropriate assumptions, not a consequence of merely drawing the contour. Consider pure dephasing with nonnegative constant rate and zero Hamiltonian. The diagonal populations stay fixed, while an off-diagonal density-matrix element decays as . This map preserves trace and positivity. It captures a simple Markovian channel, but cannot represent arbitrary strong system-environment coupling, initial correlations, or long-lived environmental memory.
Purity distinguishes decoherence from a rotating phase
For an initial equal superposition, dephasing leaves both measurement populations at one-half. Nevertheless, the state changes: its off-diagonal coherence shrinks and its purity falls from one toward one-half. A coherent Hamiltonian that only rotates relative phase also leaves these populations unchanged, but preserves purity. Measuring basis populations alone therefore cannot diagnose decoherence; interference measurements or state reconstruction are needed to access the missing information.
In a field theory, the same distinction appears among occupation, response, and noise correlations. An effective dissipative action should be tested against normalization, causality, positivity constraints, and any equilibrium relations actually assumed. Deriving and maintaining those properties through an approximation can be difficult, especially beyond weak coupling or a Markov limit. The contour supplies a systematic framework for asking those questions; it does not certify an arbitrary noise model or justify replacing all quantum correlations by classical random numbers.
Work it through
Unchanged populations, changed purity
Start in the equal qubit superposition with diagonal entries 1/2 and off-diagonal entries 1/2. For positive gamma in the stated dephasing channel, evaluate the density matrix purity at t = log(2)/gamma.
The exponential coherence factor is exp(−log 2) = 1/2. Each off-diagonal entry therefore becomes 1/4, while both diagonal entries remain 1/2.
For this Hermitian two-by-two matrix, the purity is the sum of the two squared diagonal entries plus twice the squared off-diagonal magnitude: 1/4 + 1/4 + 2/16.
The purity is 5/8 = 0.625. The eigenvalues are 3/4 and 1/4, so the state is positive and normalized but mixed.
The populations remain exactly one-half while coherence and purity decrease. A phase-only pure-state animation would show a different process despite giving the same basis probabilities.
The living notebook
Explore the model
Interactive lab · quantum
Compare coherent phase motion with dephasing
The lab evolves the pure state cos(θ/2)|0⟩ + exp(iφ)sin(θ/2)|1⟩. Set θ to 90 degrees and play the relative-phase precession: the Bloch vector stays on the unit sphere and purity remains one. This deliberately contrasts with the shrinking coherence in the worked example; the lab does not implement a mixed-state channel or an open-field simulation.
- Probability |0⟩
- 71.1%
- Probability |1⟩
- 28.9%
- Bloch (x, y, z)
- 0.78, 0.45, 0.42
A normalized two-level pure state, not an interacting field simulation. Playback adds one radian per second to the relative phase; basis probabilities stay fixed. Parameter changes pause playback and recompute the model at the current elapsed time. Reset restores both parameters and returns time to zero. Playback starts paused. Adjust either parameter, then choose Play or Step.
Look forConstant basis populations do not distinguish a rotating pure state from dephasing. The channel's purity loss is absent from this coherent two-level model.
Pause & reason
Check your understanding
Your turn
Try it yourself
For the same initial state and positive gamma, evaluate the purity at t = log(4)/gamma. Compare it with a coherent phase rotation at that time.
Take a moment to make a prediction or work it out on paper. Open a hint when you need one.
Give me a hint
The off-diagonal factor is now one-quarter. Keep the unchanged diagonal contributions separate.
Compare with the solution
The off-diagonal entries are 1/8, so purity is 1/2 + 2/64 = 17/32 = 0.53125. The eigenvalues are 5/8 and 3/8. A purely unitary phase rotation preserves purity exactly at one, even though both evolutions can keep computational-basis populations at one-half. The distinction concerns the full density matrix.
Keep the idea
Take it with you
- The closed-time contour computes finite-time expectation values with an explicitly specified initial density matrix.
- Equal-source normalization follows from total unitarity and constrains effective approximations.
- Markovian dephasing, coherent phase evolution, and general environmental memory are different dynamical descriptions.
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